The Southwest Center for Arithmetic Geometry

Course and Project Descriptions for AWS 2007

Matt Baker Brian Conrad Kiran Kedlaya Jeremy Teitelbaum

Matt Baker: Potential theory on Berkovich spaces

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Course: Berkovich Spaces

This course will give an introduction to Berkovich's theory of non-archimedean analytic spaces, with a particular focus on understanding in detail the structure of the Berkovich projective line, and, more generally, Berkovich curves of higher genus. In particular, we will discuss how to view a Berkovich curve as an inverse limit of finite metrized graphs, and explain how this leads to the construction of a Laplacian operator on a Berkovich curve. We will then give illustrations and applications of the resulting "non-archimedean potential theory".

Project

Assisted by Clayton Petsche (CUNY Graduate Center)


Brian Conrad: Several approaches to non-archimedean geometry

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Course: Several approaches to non-archimedean geometry

Following the pioneering ideas of Tate that provided a good theory of coherent sheaves on non-archimedean spaces, there later arose quite different alternative viewpoints in work of Raynaud and Berkovich (and others). Roughly speaking, Tate's theory sits in relation to that of Berkovich (and Huber) as the classical theory of varieties sits in relation to the theory of algebraic schemes over a field. Raynaud's approach via formal schemes makes it easier to access powerful results from algebraic geometry, and Berkovich's theory permits natural pointwise arguments in a way that is not possible with Tate's rigid spaces. The aim of these lectures is to explain basic aspects of the approaches due to Tate, Raynaud, and Berkovich, and to understand how they sit in relation to each other and what merits each has.

Problem Sets:

Brian Conrad's lecture course will be accompanied by a series of problem sets designed for those students who are not assigned to a project and do not wish to join one informally. Bryden Cais (Michigan) will serve as a TA for participants working on the problem sets.

Project: Algebraic spaces over non-archimedean fields

Assisted by Michael Temkin (University of Pennsylvania)

Project Description

This project combines Tate's rigid spaces and Berkovich spaces to study the concept of analytification for algebraic spaces locally of finite type over a non-archimedean field. In the classical situation over C this is a straightforward (and useful) quotient construction due to Artin. The non-archimedean case is considerably more subtle, even for finite etale equivalence relations (in the non-affinoid case)! The first task is to define what the analytification should be in Tate's framework (see the appendix in my paper Irreducible Components of Rigid Spaces for the case of schemes) and to prove its functoriality and uniqueness; this is the solution to an etale quotient problem in classical rigid geometry. An algebraic space locally of finite type over C admits an analytification if and only if it is locally separated (Picard functors give natural examples of locally separated algebraic spaces), but neither the proof of necessity nor the gluing to prove sufficiency carry over easily to the non-archimedean case. From a classical point of view one can say that difficulties appear to arise from admissibility problems in gluing; as an indication that these problems are genuine and not superficial, a good warm-up will be to rigorously justify that certain algebraic spaces over a non-archimedean field do not admit an analytification (even though the analogues over C suffer no such defect)!

Berkovich spaces are very well-suited to studying the problem in general, and it is natural to consider the purely analytic problem of making quotients for etale equivalence relations with quasi-compact diagonal. The local structure theory for Berkovich spaces can be used to reduce the general existence problem to the case of finite etale equivalence relations, as well as to investigate existence criteria in the finite etale case. (In contrast with the scheme case, affinoids are not open in a Berkovich space, and a Berkovich space may not admit a separated open neighborhood around each of its points.) Overall, the study of many facets of this quotient construction problem will provide a lot of hands-on experience with Berkovich spaces and their many features. At the Winter School the problem will be broken into several parts, and perhaps different groups will work on different parts so that by the end some good progress will be made on the total problem.

To work on this problem, some familiarity with the etale topology and algebraic spaces will have to be acquired in advance. An excellent reference for learning the basics of the etale topology (and related notions in descent theory) is Chapters 1 and 6 of the book "Neron Models", and Knutson's book "Algebraic spaces" is a nice reference on the basics of algebraic spaces. (Read enough to become comfortable with what an algebraic space is, and to understand Knutson's discussion of analytification over C early in the book. It is not at all necessary to read most of the book.) Some further background reading in rigid geometry and Berkovich spaces will be provided later.


Kiran Kedlaya: p-adic cohomology: from theory to practice

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Course: p-adic cohomology: from theory to practice

The goal of this course is to illustrate how $p$-adic analytic methods can be used to construct explicit Weil cohomology for varieties over finite fields. The sense in which ``explicit'' is meant here is that if one starts with a variety defined by specific equations, one can in principle compute good approximations to the matrix via which Frobenius acts on some basis of cohomology. (Since this matrix has $p$-adic coefficients, one cannot expect to compute it exactly, any more than one can exactly compute a typical real number.)

We will start with the Monsky-Washnitzer cohomology of a smooth affine variety over a finite field. This includes constructing the cohomology using a lift to characteristic zero, checking independence of the construction from choices, proving an excision formula, and checking the Lefschetz trace formula. (This all follows the original papers of Monsky-Washnitzer.) By sheafifying, we will obtain a cohomology theory for general smooth varieties, which is Berthelot's rigid cohomology (also known as crystalline cohomology with field coefficients).

We will then formulate the comparison theorem between rigid cohomology and de Rham cohomology for a smooth proper scheme over $\mathfrak{o}_K$, the ring of integers in a $p$-adic field $K$. This means that the de Rham cohomology of a variety over $K$ with good reduction carries a Frobenius action, even though the Frobenius map on the special fibre does not typically lift to characteristic zero. It also means that we can use what we know about the de Rham cohomology of the generic fibre to compute the zeta function of the special fibre; this paradigm, applied to hyperelliptic curves as in \cite{kedlaya}, forms the basis of applications of $p$-adic cohomology in cryptography (the ``practice'' of the title).

We will then consider Gauss-Manin connections from the algebraic point of view (following \cite{katz-oda}), with an eye towards using these to compute Frobenius actions in de Rham cohomology (following Lauder). This theme will be carried further in the project.

Project: Computing Frobenius and monodromy on elliptic curves

Assisted by Ralf Gerkmann ( Universität zu Mainz)

The project will involve computing examples of Frobenius actions on the de Rham cohomology of smooth proper varieties over a finite extension $K$ of $\mathbb{Q}_p$ which have semistable, rather than good, reduction. (Everywhere in this description, ``compute'' means ``compute on a computer'', using \emph{SAGE}.) The existence of such Frobenius actions is due to Hyodo and Kato; however, unlike in the good reduction situation, it is not completely canonical. This failure of canonicity is explained by the nonvanishing of a second operator, the monodromy operator, which is indeed zero in the good reduction case.

We will first compute the Hyodo-Kato Frobenius and monodromy actions on elliptic curves using the Tate uniformation (following \cite{lestum, coleman-iovita}). We will then recompute it (at least conjecturally; if time permits, we may try to prove correctness of these results using \cite{coleman-iovita}) using Gauss-Manin connections, particularly in the Legendre family (the universal family of elliptic curves with rational 2-torsion). One key question we will be investigating, to which I don't know the answer: if one encounters an elliptic curve with multiplicative reduction in a family such as the Legendre family, one apparently gets some Hyodo-Kato Frobenius on its de Rham cohomology from the global Frobenius action on the connection, but which one?


Jeremy Teitelbaum: The p-adic upper half plane

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Lecture Notes [PDF]
Project Description

Course: The p-adic upper half plane

The $p$-adic upper half plane $\X$ over a $p$-adic field $K$ is a one-dimensional rigid analytic space whose points in any complete extension $L/K$ are given by

$$ \X(L)={\bf P}^{1}(L)\backslash{\bf P}^{1}(K). $$

This space was first introduced by Mumford, where it plays a key role in the generalization to higher genus of Tate's theory of $p$-adic uniformization of elliptic curves with semistable reduction. Slightly later, Drinfeld and Cerednik showed that appropriate quotients of this space by discrete arithmetic subgroups of $\PGL_{2}(K)$ coming from quaternion algebras yield Shimura curves. Since that time, through work of Morita, Schneider, Bertolini, Darmon, Iovita, the authors, and many others, this space and its relationships to arithmetic have been the subject of intensive study. In this course, we will study some aspects of this recent work.

The first part of the course will be a construction of the $p$-adic upper half plane $\X$ as a rigid space and a study of its relationship to the Bruhat-Tits tree $T$ of $\PGL_{2}$. This tree $T$ classifies norms on a fixed two dimensional vector space $V$ up to scaling, and there is a map $$ r:\X\to T$$ that commutes with the action of $\PGL_{2}$ on both spaces. We will also study the compactification of $T$ obtained by adding its set of ends, a set homeomorphic to ${\bf P}^{1}(K)$.

In the second part of the course, we will explore the relationship, first described by Schneider, between rigid analytic one-forms on $\X$, ``harmonic" functions on the edges of the tree $T$, and distributions on the (common) boundary ${\bf P}^{1}(K)$ of $\X$ and $T$. The key ideas in this part of the course are the residue map, which carries rigid one-forms to harmonic functions on $T$, and the integral transform, or ''Poisson Kernel," which carries measures on ${\bf P}^{1}(K)$ back to rigid one-forms.

In the third part, we will discuss a second, entirely different, construction of measures on ${\bf P}^{1}(K)$ due to Darmon that also uses the tree, but that blends classical harmonic forms and rigid geometry in a remarkable way.

In the last part of the course, we will examine some of the arithmetic applications of the theory developed so far. In particular, we will describe the construction of two different $\mathcal{L}$ invariants. Such invariants, first observed experimentally in \cite{MTT} , relate the special values of $p$-adic $L$-functions and classical $L$-functions of a modular form $f$ in cases where the two functions have functional equations of different signs; in that case, the $p$-adic $L$-function has an extra order of vanishing, and its critical value differs from that of the classical one by a $p$-adic number $\mathcal{L}(f)$. We will describe the quaternionic construction of an $\mathcal{L}(f)$-invariant due to the second author, and the ``double-integral" construction due to Darmon and Orton. As time permits, we will discuss Orton's proof that her $\mathcal{L}$-invariant depends only on the Galois representation of $f$ locally at $p$, as originally conjectured in \cite{MTT}. Also time permitting, we will describe Breuil's definition of the $\mathcal{L}$-invariant \cite{b}. \newpage

\bibitem{b} C. Breuil, S\'erie Sp\'eciale $p$-adique et Cohomolologie \'Etale Compl\'et\'ee. IHES preprint, 2003.

\bibitem{darmonHpH} H. Darmon, Integration on $\mathcal{H}\sb p\times\mathcal{H}$ and arithmetic applications. Ann. of Math. (2) 154 (2001), no. 3, 589--639.

\bibitem{GvDP} L. Gerritzen\ and\ M. van der Put, {\it Schottky groups and Mumford curves}, Lecture Notes in Math., 817, Springer , Berlin, 1980; (see esp. Chapter IX).

\bibitem{MTT}B. Mazur, J. Tate\ and\ J. Teitelbaum, On $p$-adic analogues of the conjectures of Birch and Swinnerton-Dyer , Invent. Math. {\bf 84} (1986), no.~1, 1--48.

\bibitem{orton} L. Orton, An elementary proof of a weak exceptional zero conjecture. Canad. J. Math. 56 (2004), no. 2, 373--405.

\bibitem{JTT} J. T. Teitelbaum, Values of $p$-adic $L$-functions and a $p$-adic Poisson kernel , Invent. Math. {\bf 101} (1990), no.~2, 395--410.

Project (jointly organized by Jeremy Teitelbaum and Samit Dasgupta): Computation of p-adic integrals

Let ${\bf H}$ be the Hamilton quaternion algebra over ${\bf Q}$, and let $A$ be the Hurwitz maximal order, with $5$ inverted: $$ A={\bf Z}[\frac{1}{5},i,j,k,\epsilon] $$ where $\epsilon=(1+i+j+k)/2$. Let $\Gamma=A^{*}/(\Z[1/5])^*$. Since ${\bf H}$ is split at $5$, we may choose an algebra embedding ${\bf H}\to M_{2}(\Q_5)$, so that $\Gamma$ becomes a subgroup of $\PGL_{2}(\Q_5)$. We can identify (at least) the following set of interesting subgroups of $\Gamma$:
  1. $\Gamma_{+}=\Gamma\cap\PSL_{2}(\Q_5)$
  2. $\Gamma(P)=\{\gamma\in\Gamma : \gamma\equiv 1\pmod P\}$ where $P$ is the unique prime ideal of $A$ above $2$.
  3. $\Gamma_{+}(P)=\Gamma_{+}\cap\Gamma(P).$
  4. $\Gamma(2)=\{\gamma\in\Gamma : \gamma\equiv 1\pmod 2\}$.
  5. $\Gamma_{+}(2)=\Gamma_{+}\cap\Gamma(2)$

The goal of the project is to explicitly compute as many as possible of the following objects as $\mathbf{\Gamma}$ runs through the groups given above:

  1. The genus of the quotient curve $X_{\mathbf{\Gamma}}=X/\mathbf{\Gamma}$. By Cerednik-Drinfeld, these curves are Shimura curves classifying abelian varieties with quaternionic multiplication by the indefinite algebra of discriminant $10$ over ${\bf Q}$, with some level structure.
  2. The structure of the stable reduction of $X_{\mathbf{\Gamma}}$.
  3. The Hecke action on the Jacobian of $X_{\mathbf{\Gamma}}$.
  4. A basis for the space of harmonic cocycles of weights $2$ and $4$.
  5. The relationship of these Shimura curves to the elliptic curves of conductor $20$ and $40$.
  6. The $p$-adic period matrix of the Jacobians of $X_{\mathbf{\Gamma}}$.
  7. The quaternionic $\mathcal{L}$ invariant for the unique new form of weight $4$ and level $10$.
  8. The special values of the classical and $p$-adic $L$-function for the elliptic curve of conductor $40$, compared with the previous computation.